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Agent library / Compliance and risk / Policy and regulation Q&A

Policy and regulation Q&A

Staff ask routine compliance questions, such as gifts, outside activities or what they can send, and PitCrew answers from your firm's policies with the section cited. Judgment calls go to compliance.

When it runsWhenever staff ask
Who approvesCompliance, for anything not routine
Works withYour policy library
Get in touchDescribe your version of this task

How it works

4 steps.

  1. Takes the questionIn plain words
  2. Finds the policyIn your library
  3. Answers with the citationSection and wording
  4. Routes judgment callsTo compliance

What it reads and what it produces

Reads

  • Your policies

Produces

  • Answers with citations
  • Questions routed to compliance
  • A log of questions

Rules it follows

  • Answers from your policiesNot general advice.
  • Routes the hard onesAnything needing judgment goes to compliance.

Questions firms ask

Last updated: October 2026

How long does it take to set up?

5 working days from data access to the first production run. PitCrew experts connect your systems and enter your firm's rules.

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