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Agent library / Compliance and risk / Annual compliance review

Annual compliance review

PitCrew gathers the year's testing, findings and follow-ups and drafts your annual compliance review report. Your CCO writes the conclusions.

When it runsEach year
Who approvesThe CCO
Works withTesting workpapers, run history, policy library
Get in touchDescribe your version of this task

How it works

4 steps. A person decides at the end.

  1. Gathers the yearTesting, findings, follow-ups
  2. Checks last year's itemsDone or still open
  3. Drafts the reportBy policy area
  4. A person approvesCCO writes conclusionsAnd signs off

What it reads and what it produces

Reads

  • Workpapers
  • Prior-year findings
  • Run history

Produces

  • A draft report
  • Open prior-year items

Rules it follows

  • Never concludesThe CCO writes the conclusions.
  • Flags open itemsFrom last year.

Questions firms ask

Last updated: October 2026

How long does it take to set up?

5 working days from data access to the first production run. PitCrew experts connect your systems and enter your firm's rules.

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