PitCrew
System Online // Active

Avoid Social Post Risks

Reviews social posts against SEC and FINRA rules before you publish. Flags promissory language, testimonials, and missing disclosures automatically.

Why This Matters

Social media compliance failures create immediate regulatory exposure. Posts go live in seconds, but violations can take years to remediate.

× SEC and FINRA enforcement actions for promissory language violations
× Unsubstantiated performance claims triggering complaints
× Missing risk disclosures on testimonial content
× Inadequate recordkeeping of pre-approved posts

Social compliance isn't about blocking content. It's about reviewing posts before they create problems.

What This Agent Automates

  • check_circle Validates posts against SEC Marketing Rule and FINRA 2210 prohibited language patterns
  • check_circle Flags performance claims requiring substantiation or disclaimers
  • check_circle Detects testimonial content needing balanced disclosures
  • check_circle Checks required risk disclosures for investment-related posts
  • check_circle Maintains compliant records with timestamps and approval trails

What It Eliminates

  • close Manual review bottlenecks delaying post publication
  • close Inconsistent interpretation of marketing rules across reviewers
  • close Posts going live without proper compliance review
  • close Missing recordkeeping documentation for examinations

How It Works

STEP 01

Upload

Social media post draft, image, or video content.

STEP 02

Analyze

Language patterns, claims, testimonials, disclosures.

STEP 03

Flag

Violations or missing required disclosures.

STEP 04

Document

Approved content with timestamp and reviewer record.

Example Outputs

Missing disclosure: Post references performance without required risk disclaimer per SEC/FINRA marketing rules.

Suggested action: Add standard risk disclosure: "Past performance does not guarantee future results."

Prohibited language: Post contains promissory language: 'guaranteed returns' violates SEC Marketing Rule 206(4)-1 and FINRA 2210.

Suggested action: Revise to remove guarantee language or reject post.

Approved: No violations detected. Post includes required disclosures and avoids prohibited claims.

Suggested action: Post approved for publication with recordkeeping timestamp.

Who This Helps

Advisors

Get fast approvals without compliance friction.

Marketing Teams

Review posts before publication, not after violations.

CCOs

Maintain compliant records with automated approval trails.

Compliance Teams

Flag SEC and FINRA marketing violations before content goes live.

Still Reviewing Posts Manually?

Review your content now.

Review My Post

✓ Flags SEC and FINRA violations

✓ No credit card required