SOC 2 Ready SEC & FINRA Compliant Zero Data Retention

Turn grunt work into
AI-driven workflows

Built for RIAs and broker-dealer firms managing advisors at scale. PitCrew uses AI to turn your firm’s procedures and supervision rules into automated workflows to ensure consistent execution.

Firms waste hours on
work that should be automated

Every email, meeting note, and trade must satisfy evolving SEC & FINRA rules—yet most supervision is still manual.

Onboarding loops when forms, CRM, and custodian requirements don’t match
Suitability reviews done differently by every advisor or rep
Email supervision, trade checks, and notes—all manual, all inconsistent
Supervisory principals buried in review and approval queues
Marketing & communications review scattered across email threads and spreadsheets
Ops teams constantly chasing updates, escalations, and missing steps
TIME LOST TO ADMIN
Equivalent to 16 hours per week on non-client work
40% of
advisor
time
ONBOARDING DELAYS
Driven by NIGO loops and mismatched custodian data
5–10 days
per client
RELATIONSHIP CAP
Advisors hit capacity because workflows don't scale
75–100
clients
max

A simpler way to run your RIA/broker-dealer firm

PitCrew converts your firm’s procedures, review rules, and requirements into automated workflows

1

We Read Your Policies

Upload your compliance manual, ADV, procedures—PitCrew maps every workflow requirement and supervision rule.

AI extracts 100+ workflow requirements in minutes (not days)
2

We Build Automated Workflows

Your procedures and review rules become executable workflows—intake, suitability, supervision, reviews—powered by specialized AI agents.

Reduce onboarding from 5-10 days to 1-2 days
Cut email review time from 2 hours/day to 15 minutes
3

Your Firm Runs Smoother

Clear workflows for advisors. Consistent execution for ops. Audit-ready documentation—automatically generated.

40% more advisor capacity for client work
Zero NIGO loops through automated validation
Complete audit trail generated automatically

What you get

Clean, structured client data
Consistent workflows across advisors
Exceptions surfaced early
Fewer NIGO loops
Complete audit trail—automatically

Purpose-built for RIA & broker-dealer operations

PitCrew turns your firm’s procedures and supervision rules into modular agents, each responsible for a specific workflow.

Supervision & Escalation
Supervision

Automates the review → flag → escalate → document sequence defined in your supervisory procedures. Routes issues to the right principal or supervisor and enforces required supervision steps with a clear evidence trail.

Auto routing Escalation workflows Supervisory evidence
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Communication Review
Supervision

Turns your communications supervision procedures into automated review flows for email, call summaries, and CRM notes. Flags missing documentation, inconsistent rationale, and items that require supervisory review or escalation.

Email supervision Doc completeness Escalation detection
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Marketing & Comms
Compliance

Applies your marketing, disclosure, and FINRA 2210 rules to decks, letters, presentations, and posts. Checks that required disclosures, wording, and records match what your procedures and ADV/CRS expect.

Marketing review Disclosure checks ADV & 2210 alignment
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Suitability & Risk
Compliance

Converts your suitability and Reg BI requirements into live checks. Monitors profile changes and detects drift or missing updates across CRM, allocations, objectives, and risk tolerance for each client.

Drift detection Profile monitoring Consistency checks
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Compliance Drift
Compliance

Continuously cross-checks advisor and rep activity against your ADV, CRS, and supervisory procedures. Flags when real-world behavior drifts from documented procedures and expectations before it becomes an exam finding.

Policy monitoring Drift detection Proactive alerts
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Trade & Allocation
Operations

Applies your trading and allocation rules to real activity. Checks for restrictions, drift from models or IPS, and missing trade rationale that your supervision procedures require for review.

Trade verification IPS / model alignment Rationale checks
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Client Intake
Onboarding

Converts your onboarding procedures and KYC/CIP requirements into a structured checklist. Extracts data from forms and emails, validates required fields, and ensures required information is complete before accounts move to supervision.

Auto extraction KYC/CIP validation NIGO prevention
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Annual Review
Operations

Turns your annual review requirement into a year-round process. Collects notes, communications, checks, and allocations as you go, then assembles them into review-ready packages without last-minute scrambling.

Continuous collection Package assembly Audit readiness
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What PitCrew unlocks for your firm

More Advisor Capacity

Less swivel-chair work means more planning time and client conversations.

Consistent Execution

Workflows run the same way for every advisor—every time.

Fewer Errors

Procedure-aligned checks catch drift, inconsistencies, and missing rationale early.

Predictable Operations

Execution doesn't depend on who is overloaded or out of office.

Audit Readiness

Documentation, rationale, and evidence captured automatically.

Operational Leverage

Your firm grows without scaling ops headcount 1:1.

For Advisors

Stop doing paperwork.
Start doing planning.

PitCrew handles meeting follow-ups, documentation summaries, suitability updates, communication reviews, and approvals. Advisors stay client-facing—not admin-facing.

For Principals & Ops

Your firm runs the same way
every day—even when busy.

Automated consistency, review, escalation, documentation, and annual review packages. You get clarity, predictability, and control—without micromanagement.

Your questions answered

Everything you need to know about implementing PitCrew in your advisory practice

What is the pricing for PitCrew?

Our goal is to ensure you get the maximum value from our solution. We'd like to briefly discuss your project goals, data volume, and integration needs.

Sign up for a 15-minute discovery call

What systems does PitCrew integrate with?

PitCrew currently integrates with Redtail, Wealthbox, Orion, eMoney, and major custodians. We're continuously adding new integrations based on beta participant feedback.

Is my client data secure?

Yes. All data is encrypted in transit and at rest. We follow SOC 2 Type II standards and maintain strict compliance with SEC and FINRA requirements.

How long does implementation take?

Most firms are up and running within 1-2 weeks. Our team handles the integration setup and provides personalized onboarding for your team.

What happens during the beta program?

Beta participants get early access to all features, priority support, and direct input on product roadmap. You'll also receive preferred pricing when we launch.

Can I try it before committing?

Absolutely. All beta participants get a 30-day trial period with full features to ensure PitCrew is the right fit for your firm.

Ready to run your RIA without the busywork?

Your advisors focus on clients. Your ops team gets consistency. Your principals get predictability. PitCrew handles the rest.