Checks trades, model changes, exceptions, and allocation adjustments for restrictions, drift, IPS alignment, rationale completeness, and review-required triggers.
Trading errors almost always surface in audits or client complaints — not in real time. Most firms rely on manual checks or overnight exception reporting that misses rationale and suitability context.
Trade oversight doesn't fail because advisors make mistakes. It fails because checks happen too late, without the context needed to spot issues before they become problems.
This agent fixes exactly that.
Direct from custodian / system.
IPS, objective, suitability, restrictions.
Drift, missing rationale, exceptions, conflicts.
Route to principal with full context & evidence.
Exception: 12% deviation from IPS target.
Restricted security — escalate to principal.
Missing: rationale for concentrated position increase.
Clear trade rules.
No manual logs.
Clean review packets.
Audit-ready trails.
Your advisors focus on clients. Your ops team gets consistency. Your principals get predictability. PitCrew handles the rest.