Marketing & Comms
Reviews decks, letters, website content, presentations, and client-facing communications for clarity, disclosure consistency, conflict triggers, and alignment with firm rules, ADV/CRS, and FINRA 2210 expectations.
Why This Matters
Marketing review is slow and inconsistent because principals or compliance officers must manually scan every document for disclosure mismatches, performance claims, and language issues.
Marketing review doesn't fail because people want to violate rules. It fails because manual scanning can't keep pace with content volume, rule changes, and version drift.
What This Agent Automates
- check_circleChecks disclosures against ADV/CRS
- check_circleFlags performance language violations
- check_circleVerifies required disclaimers in presentations
- check_circleCompares updated materials vs previous versions
- check_circleDetects inconsistencies across channels
What It Eliminates
- closeEndless email threads: "Is this approved?"
- closeOutdated disclosures slipping through
- closeMissing or incorrect disclaimers
- closeDelays caused by manual reviewing
How It Works
Upload
Decks, PDFs, scripts, emails.
Analyze
Disclosures, claims, alignment, clarity.
Flag
If review is required, escalate to principal.
Document
Add to firm-wide evidence trail.
Example Outputs
Missing: 2210-required performance disclaimer.
Alert: Outdated ADV reference.
Approved: no conflicts or performance claims detected.