Annual Review

Continuously collects the materials needed for annual reviews — notes, communications, allocations, suitability checks, escalations — and assembles them into a complete, audit-ready package.

Why this matters

Annual reviews are painful because firms scramble to rebuild 12 months of advisor & rep activity, documentation, supervisory actions, and suitability events — often across multiple systems.

× Month-long annual review scrambles
× Reviewing accounts one-by-one manually
× Missing documentation discovered too late
× Ops having to gather materials across 6 systems

Annual reviews don't fail because firms skip them. They fail because reconstructing a year of activity retroactively is overwhelming—and critical documentation gets lost or overlooked.

This agent fixes exactly that.

What this agent automates

What it eliminates

  • Month-long annual review scrambles
  • Reviewing accounts one-by-one manually
  • Missing documentation discovered too late
  • Ops having to gather materials across 6 systems

How it works

1. Collect

Notes, trades, reviews, escalations continuously.

2. Organize

By client, rep, issue, date, theme.

3. Summarize

What changed, why, and what actions were taken.

4. Produce

Consistent, complete, ready for supervisors & auditors.

Example outputs

Annual Review Ready: 47 items compiled, 3 missing follow-ups.

Suitability changes: 4 objective updates this year.

Summary: No open escalations.

Who this helps

Advisors & Reps

No year-end panic.

Supervisors

Complete review packets ready.

Ops & Compliance

No multi-system gathering.

Audit & Exam Prep Teams

Evidence ready on demand.

Ready to run your RIA without the busywork?

Your advisors focus on clients. Your ops team gets consistency. Your principals get predictability. PitCrew handles the rest.