Generate Reports Q1 2026 Client Factsheets
Assembling reports
Skills
Generate Reports
Review Documents
Reconcile Data
Validate Fees
Data Sources
Aladdin (Performance)
FactSet (Benchmarks)
CRM (Preferences)
Compliance (Disclaimers)
Q1 2026 Reporting Cycle
100 client factsheets · 4 data sources connected · April 15, 2026
0
Assembled
0
PM Review
0
Compliance Flag
Assembled (87)
87 factsheets assembled, compliance-checked, queued for distribution
Complete
In PM Review (9)
9 reports awaiting portfolio manager commentary approval
PM Review
Compliance Flagged (4)
Apex Fund
Performance claim needs 1/3/5yr context per Marketing Rule
Flag
Harbor Income
Yield figure inconsistency: 30-day SEC yield vs prior distribution yield
Flag
Global Equity
New PM bio needs compliance approval before inclusion
Flag
Small Cap
Backtested performance requires disclosures per Rule 206(4)-1
Flag
Meridian Growth Fund factsheet assembling...
Pulling Q1 performance from Aladdin, benchmark from FactSet
Building
4 reports flagged for compliance
87 assembled · 9 in PM review · 4 need compliance
Review Documents 4 Compliance Flags
Awaiting CCO review
High Apex Fund Pending
Issue
Performance claim "outperformed benchmark by 340bps" needs 1/3/5yr context per Marketing Rule
Rule 206(4)-1 · Performance Advertising
Medium Harbor Income Pending
Issue
Yield figure uses 30-day SEC yield but prior quarter used distribution yield. Inconsistency flagged.
Marketing Rule · Yield Consistency
Medium Global Equity Pending
Issue
New PM bio needs compliance approval before inclusion in client-facing materials
Internal Policy · Personnel Disclosure
High Small Cap Pending
Issue
Backtested performance requires specific disclosures per Rule 206(4)-1
Rule 206(4)-1 · Hypothetical Performance
Generate Reports Evidence Trail
Marketing Rule Compliant
Reporting Summary
CycleQ1 2026
Total Reports100
Auto-Approved96
Compliance Reviewed4
Delivered100
Data Lineage (Sample)
Q1 ReturnAladdinApr 2 09:14
BenchmarkFactSetApr 2 09:15
AUMCustodianApr 1 16:00
AllocationAladdinApr 2 09:14
DisclaimersCompliance DBApr 1 08:00
Marketing Rule Compliant · Audit-Ready
Compliance Log
  • 09:144 sources connected
  • 09:2287 reports assembled
  • 10:059 sent to PM review
  • 10:084 compliance flags
  • 11:30Global Equity approved
  • 11:35Harbor Income approved
  • 11:42Apex + Small Cap edited
  • 11:50100 reports delivered
Delivery
MethodClient Portal
Delivered100 / 100
Opened67