Avoid Social Post Risks
Reviews social posts against SEC and FINRA rules before you publish. Flags promissory language, testimonials, and missing disclosures automatically.
Why This Matters
Social media compliance failures create immediate regulatory exposure. Posts go live in seconds, but violations can take years to remediate.
Social compliance isn't about blocking content. It's about reviewing posts before they create problems.
What This Agent Automates
- check_circle Validates posts against SEC Marketing Rule and FINRA 2210 prohibited language patterns
- check_circle Flags performance claims requiring substantiation or disclaimers
- check_circle Detects testimonial content needing balanced disclosures
- check_circle Checks required risk disclosures for investment-related posts
- check_circle Maintains compliant records with timestamps and approval trails
What It Eliminates
- close Manual review bottlenecks delaying post publication
- close Inconsistent interpretation of marketing rules across reviewers
- close Posts going live without proper compliance review
- close Missing recordkeeping documentation for examinations
How It Works
Upload
Social media post draft, image, or video content.
Analyze
Language patterns, claims, testimonials, disclosures.
Flag
Violations or missing required disclosures.
Document
Approved content with timestamp and reviewer record.
Example Outputs
Missing disclosure: Post references performance without required risk disclaimer per SEC/FINRA marketing rules.
Suggested action: Add standard risk disclosure: "Past performance does not guarantee future results."
Prohibited language: Post contains promissory language: 'guaranteed returns' violates SEC Marketing Rule 206(4)-1 and FINRA 2210.
Suggested action: Revise to remove guarantee language or reject post.
Approved: No violations detected. Post includes required disclosures and avoids prohibited claims.
Suggested action: Post approved for publication with recordkeeping timestamp.
Who This Helps
Advisors
Get fast approvals without compliance friction.
Marketing Teams
Review posts before publication, not after violations.
CCOs
Maintain compliant records with automated approval trails.
Compliance Teams
Flag SEC and FINRA marketing violations before content goes live.
Still Reviewing Posts Manually?
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Review My Post✓ Flags SEC and FINRA violations
✓ No credit card required