10:15:01 AM
Review initiated: 3 documents against 5 policy sets
Firm Marketing Policy, Disclosure Requirements, Communication Standards, Fee Disclosure Rules, Performance Reporting Policy
10:15:04 AM
Parsed 21 pages, identified 47 reviewable sections
Investor letter (12 pages), marketing brochure (6 pages), fee communication (3 pages)
10:15:12 AM
41 sections passed all policy checks
87.2% pass rate across all documents
10:15:14 AM
Violation: performance claim without required context
Policy: Performance Reporting Policy, Section 3.2. Requires time period, benchmark ID, and fee basis for all return claims.
10:15:15 AM
Warning: fee schedule reference outdated
Policy: Fee Disclosure Rules. Document references Rev. 2024, current is Rev. 2025.
10:15:16 AM
Reviewer notes drafted for 2 items requiring attention
Suggested corrections attached. Ready for human approval.
10:15:17 AM
Review complete. Findings report delivered.
41 passed, 4 warnings, 2 violations. Full audit trail generated.