app.gopitcrew.com/boards/respond-to-inquiry
Incoming Request
SEC Examination — Document Request
Form ADV Parts 1 & 2 (current and annual amendment)
Client fee billing records and fee schedules
Trade blotter and best execution records
Cybersecurity policies and incident logs
Employee personal trading records
Pulling Data
Gathering from connected systems...
Document Vault
Searching...
ADV_Part1_2025.pdf
ADV_Part2A_Annual.pdf
Billing System
Searching...
fee_schedules_2025.xlsx
billing_records_Q1-Q4.csv
Trading Platform
Searching...
trade_blotter_2025.csv
best_execution_report.pdf
Compliance Portal
Searching...
cybersec_policy_v3.pdf
employee_trading_log.xlsx
Response Ready
Examination package assembled
SEC Exam Response Package — 8 documents
Form ADV Part 1 & Part 2A — current versions attached
Fee billing records & schedules — 4 quarters, reconciled
Trade blotter & best execution — full year, formatted
Cybersecurity policies & employee trading — verified current
Evidence trail logged: 4 systems queried, 8 documents pulled, 0 manual steps. Ready for review.